Securities offering - PDFSEARCH.IO - Document Search Engine

Securities offering
Results: 1624

#	Item
601	[removed]Webcast Guidelines The audience is in listen-only mode. Please e-mail questions via the Q&A panel box. Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2014-10-01 10:55:25 Investment Financial system United States securities law 73rd United States Congress Corporate finance Regulation D Securities Act Initial public offering Securities Exchange Act Financial economics Finance United States Securities and Exchange Commission
602	Chapter 6 Request for Comments 6.1.1 Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-09-18 09:56:10 Finance Securities Act Issuer Initial public offering Security Stock market Financial economics Investment
603	No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. PROSPECTUS Initial Public Offering and Continuous Offering July 28, 2014 Add to Reading List Source URL: www.purposeinvest.com Language: English - Date: 2014-07-31 13:24:47 Financial services Exchange-traded funds Collective investment schemes Mutual fund Net asset value Companies listed on the Toronto Stock Exchange Source UK Services Financial economics Investment Funds
604	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]October 21, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change Related to Propos Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-22 08:17:57 Finance Initial public offering Securities Exchange Act NASDAQ Trading halt Order Underwriting Regulation S-K Stock market Financial economics Investment
605	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 10:32:11 Finance Security Short Initial public offering Securities Exchange Act U.S. Securities and Exchange Commission Stock exchange Stock market Financial economics Investment
606	SEC Complaint: Seth Eber, Howard Ettelman, Ronny Halperin, Charles Hansen III, Melissa Rice, Luz Rodriguez, and Kevin Sepe Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-02 13:24:27 Investment Corporate finance Finance United States securities law Equity securities Short Securities Act Assignment Initial public offering Financial economics Law Stock market
607	Incoming Letter: On-Market Bookbuilds Pty Ltd Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-13 15:31:49 Finance Investment Australian Securities Exchange Book building Securities Act Initial public offering Warrant Securities market Contract for difference Corporate finance Financial economics Stock market
608	FAQs CEDIF OFFERING DOCUMENT 1a. How long will the application process take from the submission of the documents until receiving a letter of non-objection from the Director of Securities? Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-11-12 14:17:04 Finance Funds Collective investment schemes Registered Retirement Savings Plan Labour-sponsored venture capital corporation Income tax in the United States Income tax Alternative Minimum Tax Dividend tax Financial economics Investment Taxation
609	FORM MISBE-2 SECURITIES OFFERINGS UNDER THE MARYLAND INTRASTATE SMALL BUSINESS EXEMPTION (MISBE) Maryland Securities Act, Section[removed]and COMAR[removed]. Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2014-10-28 08:47:55 Finance United States Securities and Exchange Commission Investment 73rd United States Congress SEC filings Securities Act Security Securities regulation in the United States Securities offering Stock market Financial economics United States securities law
610	Minn. Stat. 80A[removed]MNvest Registration Exemption. The sale and issuance of securities in a MNvest Offering is exempt from the requirements of sections 80A.49 to 80A.54 if the issuer meets the qualifications under thi Add to Reading List Source URL: tech.mn Language: English - Date: 2014-11-18 01:02:45 Financial economics Stock market Finance Investment SEC filings Securities Act Securities Exchange Act Security Regulation D United States Securities and Exchange Commission United States securities law 73rd United States Congress

UPDATE